Almost all firms and individuals carrying out financial services activities in the UK have to be authorised or registered by us. This firm is not authorised or registered by us but has been targeting people in the UK, claiming to be an authorised firm....
A consultation process is underway which will give individuals the opportunity to provide further information in relation to the demise of the Fund and the FSA / FCA's actions. The purpose of this process is to provide relevant factual information and ...
Almost all firms and individuals carrying out financial services activities in the UK have to be authorised or registered by us. This firm is not authorised or registered by us but has been targeting people in the UK, claiming to be an authorised firm....
Why did the fund suspension happen?On 3 June 2019, LFS decided to suspend dealings in the WEIF in order to protect all investors in the fund following an increased level of redemptions. Had the fund not suspended, as a “forced seller” of its assets to ...
Currently, some motor finance brokers receive commission which is linked to the interest rate that customers pay. The broker can set that rate and the FCA found that the widespread use of this type of commission creates an incentive for brokers to...
Over 1,000 users and other Gabriel stakeholders shared their thoughts on the current system in our online survey. Their feedback will help shape how we develop the new platform, with some key changes reflecting the priorities they highlighted. 3 key ar...
Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised by us. However, some firms act without our authorisation and some knowingly run investment scams.  This firm is not auth...
Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised by us.However, some firms act without our authorisation and some knowingly run investment scams.  This firm is not autho...
The Securities and Exchange Commission today announced that it has filed an emergency action and obtained temporary restraining order against two offshore entities conducting an alleged unregistered, ongoing digital token offering in the U.S. and…
The Securities and Exchange Commission today announced the appointment of Rebekah Goshorn Jurata as a Board member of the Public Company Accounting Oversight Board (PCAOB) for a term ending October 24, 2024. The Sarbanes-Oxley Act of 2002 established…