PRESS RELEASE 13 December 2018 The Governing Council of the European Central Bank (ECB) today decided on the technical parameters for the reinvestment of the principal payments from maturing securities purchased under its asset purchase programme (APP) after net asset purchases cease at the end of December 2018.
Two former executives behind an allegedly fraudulent initial coin offering (ICO) that was stopped by the Securities and Exchange Commission earlier this year have been ordered in federal court to pay nearly $2.7 million and prohibited from serving as o...
The Securities and Exchange Commission today announced that three Houston-area developers have agreed to settle charges that they misused investor funds raised from 90 Chinese investors under the EB-5 Immigrant Investor Program on unrelated projects. ...
The Securities and Exchange Commission today announced that Danae M. Serrano has been named Acting Ethics Counsel and Designated Agency Ethics Official. Ms. Serrano joined the SEC in 2010 as an Assistant Ethics Counsel, and has served as the Deputy Eth...
The Securities and Exchange Commission today announced that Danae M. Serrano has been named Acting Ethics Counsel and Designated Agency Ethics Official. Ms. Serrano joined the SEC in 2010 as an Assistant Ethics Counsel, and has served as the Deputy Eth...
The Basel Committee on Banking Supervision has published today updated Pillar 3 disclosure requirements. These requirements, together with the updates published in January 2015 and March 2017, complete the Pillar 3 framework. Pillar 3 of the Basel fra...
Since the 1990s, insurance authorities have increasingly been taking a risk-based approach to prudential regulation and supervision. In the process, the complexity of solvency requirements have increased significantly. Against this backdrop, some juris...
The Securities and Exchange Commission today announced settled charges against a natural and organic food company stemming from weaknesses in the company's internal controls related to end-of-quarter sales practices that were designed to help the compa...
The Securities and Exchange Commission today announced settled charges against a natural and organic food company stemming from weaknesses in the company's internal controls related to end-of-quarter sales practices that were designed to help the compa...
A multinational agricultural company has agreed to pay $3 million to settle charges that it concealed substantial losses from investors through fraudulent accounting in connection with its divestiture of its primary operating entity.  In a related acti...