In response to concerns about the financial advice BSPS members were receiving, the FCA held four seminars in Swansea and Doncaster for advisers who specialise in pension transfers. 151 advisers attended these seminars, in which the FCA set out the sta...
Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised by us.However, some firms act without our authorisation and some knowingly run investment scams. This firm is not author...
When the FCA launched its Mission, it committed to publishing a series of documents that would explain its approach to regulation in more depth.Today’s approach documents are the second and third in this series and follow on from the approach to consum...
Recent disclosure of our Governance Committees meeting papers under the Freedom of Information Act has led to speculation about the reason that we did not publish the full Skilled Person’s Report following the independent review of Royal Bank of Scotla...
Almost all firms and individuals carrying out financial services activities in the UK have to be authorised or registered by us. This firm is not authorised or registered by us but has been targeting people in the UK, claiming to be an authorised firm....
Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised by us.However, some firms act without our authorisation and some knowingly run investment scams. This firm is not author...
Almost all firms and individuals carrying out financial services activities in the UK have to be authorised or registered by us. This firm is not authorised or registered by us but has been targeting people in the UK, claiming to be an authorised firm....
Speaker: Rob Gruppetta, Head of the Financial Crime Event: FinTech Innovation in AML and Digital ID regional event, LondonDelivered: 06 December 2017Note: this is the speech as drafted and may differ from the delivere...
BackgroundIn December 2016, following our joint review of pension providers’ progress in implementing the recommendations of the Independent Project Board (IPB) to improve value for money for customers in workplace pension schemes, the FCA and the DWP ...
Between 9 March 2011 and 31 December 2014, Bluefin, a large insurance broker which was wholly owned by the insurer AXA UK Plc during this time, held itself out to be ‘truly independent’ in the advice it provided and the insurers it recommended to custo...