Almost all firms and individuals carrying out financial services activities in the UK have to be authorised or registered by us. This firm is not authorised or registered by us but has been targeting people in the UK, claiming to be an authorised firm....
As the UK prepares to leave the EU, the FCA has been working to deliver a transition that is as smooth as possible. The package of documents published contains the majority of the final instruments and guidance, following the February publication of th...
Following consultation feedback, the Financial Conduct Authority (FCA) is today confirming all firms acting in or from the UK are prohibited from selling, marketing or distributing binary options to retail consumers. The new rules tackle widespread con...
Almost all firms and individuals carrying out financial services activities in the UK have to be authorised or registered by us. This firm is not authorised or registered by us but has been targeting people in the UK, claiming to be an authorised firm....
Mark Steward, FCA Executive Director of Enforcement and Market Oversight said: ‘The failings in this case demonstrate a failure over an extended period to manage and test controls that are vitally important to the integrity of our markets. These ...
HM Treasury has today published Mark Zelmer’s report and the PRA has formally responded. Responding to the review FCA Chair, Charles Randell, commented: 'We note Mr Zelmer’s findings and join the PRA and HM Treasury in thanking Mr Zelmer fo...
Almost all firms and individuals carrying out financial services activities in the UK have to be authorised or registered by us. This firm is not authorised or registered by us but has been targeting people in the UK, claiming to be an authorised firm....
March 2019 is the last month Regulation round-up will be available on our website. You can continue to receive Regulation round-up each month by signing up to our newsletter. March 2019 Quick Links Introduction: Nausicaa Delfas, Ex...
Almost all firms and individuals carrying out financial services activities in the UK have to be authorised or registered by us. This firm is not authorised or registered by us but has been targeting people in the UK, claiming to be an authorised firm....
If you are invested in an Alternative Investment Fund City Financial previously managed a number of Alternative Investment Funds for professional and institutional clients, which were not marketed to retail investors. These funds have been transferred ...